6 - How to Research the Changing Outlines of African Livelihoods
Corresponding Author(s) : Leo J. de Haan
Africa Development,
Vol. 31 No. 4 (2006): Africa Development
Abstract
This paper examines how to research the changing outlines of African liveli- hoods in the present era of globalisation. After an analysis of the historical and theoretical context in which the modern livelihood approach developed, two trends in modern livelihood studies are discussed, i.e. its increased holistic features and the surmounting of its micro-orientation. Subsequently, the most pressing issues in livelihood research are reviewed: decomposition of house- holds, and the increased diversification and increased multi-locality of liveli- hoods under globalisation. The next section focuses on two major theoretical and methodological challenges facing the livelihood approach at present. First, with respect to the problem of access, we will demonstrate that the livelihood approach can become more powerful analytically by improving its theoretical depth through incorporating valuable elements of sovereignty and power. Sec- ond, there is the access to livelihood opportunities in relation to decision-mak- ing. In this context, we review various relevant concepts, such as livelihood strategies and styles, in order to operationalise the improved theoretical depth. We then propose livelihood trajectories as an appropriate methodology for ex- amining pathways of African livelihoods. In doing so, the paper also suggests an agenda for future research on African livelihoods.
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- Ahmad, E., J. Dreze & Hills, J., 1991, Social Security in Developing Countries, Oxford: Clarendon Press.
- Amalric, F., 1998, The Sustainable Livelihoods Approach. General Report of the
- Sustainable Livelihoods Project 1995-1997, Rome: SID.
- Appendini, K., 2001, ‘Land and Livelihood: What Do We Know, and What Are the Issues?’, in A.
- Zoomers, ed., Land and Sustainable Livelihood in Latin America, pp. 23-38, Amsterdam: Royal
- Tropical Institute/Vervuert Verlag.
- Arce, A. & Hebinck, P. 2002, ‘Life Styles and the Livelihood Framework: Problems and Possibilities
- for Development Studies’, Unpublished paper, Wageningen: Department of Social Sciences, Rural
- Development Sociology.
- Arce, A., 2003, ‘Value Contestations in Development Interventions: Community Development and
- Sustainable Livelihood Approaches’, Community Development Journal, 38, 3, pp. 199-212.
- Bebbington, A., 1999, ‘Capitals and Capabilities: a Framework for Analysing Peasant Viability,
- Rural Livelihoods and Poverty’, World Development 27, 12, pp. 2021-2044.
- Blaikie, P., Cannon, T., Davis, I. and Wisner, B. 1994, At Risk. Natural Hazards, People’s
- Vulnerability and Disasters, London: Routledge.
- Bourdieu, P., 1980, The Logic of Practice, Cambridge: Polity Press.
- Breusers, M., 2001, ‘Pathways to Negotiate Climate Variability. Land Use and Institutional Change
- in the Kaya Region, Burkina Faso’, Research Report 63, Leiden: African Studies Centre.
- Carney, D., ed., 1998, Sustainable Rural Livelihoods. What Contribution Can we Make?, Department of
- International Development, Nottingham: Russell Press Ltd.
- Chambers, R. & Conway, G.., 1992, ‘Sustainable Rural Livelihoods: Practical Concepts for the 21st
- Century’, Discussion Paper 296, Brighton: IDS.
- De Bruijn, M. & van Dijk, H. 2003, ‘Pathways and Habitus: a Framework for the Analysis of
- Decision-making in High-risk Environments’, Unpublished paper, Leiden: African Studies Centre.
- De Haan, L., 1993, La Region des Savanes au Togo. L’État, les paysans et l’integration regionale 1885-1985, Paris: Karthala.
- De Haan, L., 2000, ‘Globalization, Localization and Sustainable Livelihood’,
- Sociologia Ruralis 40, 3, pp. 339-365.
- De Haas, H., 2001, ‘Migration, Development and Agricultural Change in the South- Moroccan Todgha
- Valley’, The Arab World Geographer 4, 4, pp. 302-320.
- De Ruijter, A., 1997, ‘The Era of Glocalisation’, in Van Naerssen, T, M. Rutten and
- A. Zoomers, eds , The Diversity of Development. Essays in Honour of Jan Kleinpenning, Assen, Van Gorcum, pp. 381-388.
- Devereux, S., 2001, ‘Livelihood Insecurity and Social Protection: a Re-emerging Issue in Rural
- Development’, Development Policy Review 19, 4, pp. 507-519. Ellis, F., 1998, ‘Survey Article:
- Household Strategies and Rural Livelihood
- Diversification’, Journal of Development Studies, 35, 1, pp. 1-38.
- Ellis, F., 2000, Rural Livelihoods and Diversity in Developing Countries, Oxford: Oxford University Press.
- Farrington, J., D. Carney, C. Ashley & C. Turton, 1999, Sustainable Livelihoods in Practice. Early
- Applications of Concepts in Rural Areas, London: ODI
- Natural Resources Perspectives, 42.
- Francis, E., 1992, ‘Qualitative Research: Collecting Life Histories’, in S. Devereux & J.
- Hoddinott, Fieldwork in Developing Countries, London: Harvester Wheatsheaf, pp. 86-101.
- Gore, C., 1994, ‘Social Exclusion and Africa South of the Sahara: A Review of the Literature’,
- International Institute for Labour Studies. Labour Institutions and Development Programme DP 62, Geneva: ILO.
- Granovetter, M., 1983, ‘The Strength of Weak Ties: A Network Theory Revisited’, in P. Marsden and
- N. Lin, eds., Social Structure and Network Analysis, Beverly Hills: Sage, pp. 105-30.
- Guyer, J. & Peters, P., 1987, ‘Introduction. Conceptualizing the Household: Issues of Theory and
- Policy in Africa’, Development and Change Special Issue 18, 2, pp. 197-214.
- Hoon, P., Singh, N. & Wanmali, S., 1997, ‘Sustainable Livelihoods: Concepts, Principles and
- Approaches to Indicator Development’, Paper presented at the workshop Sustainable Livelihood
- Indicators, Social Development and Poverty Eradication Division. New York: UNDP.
- Humphries, J., 1982, ‘The Family and Economy: Notes towards a Relative Autonomy Approach’, Paper
- presented at the conference on demographic research in Latin America, Linking Individual, Household
- and Societal Variables. Ixtapan de la Sal: Social Sciences Research Council Mexico.
- Johnston, R., 1993, Geography and Geographers. Anglo-American Human Geography since 1945, 4th
- Edition, London: Edward Arnold.
- Kaag, M., van Berkel, R., Brons, J., et al., 2004, ‘Ways Forward in Livelihood Research’. In: D.
- Kalb, W. Pansters and H. Siebers, Globalization and Development. Themes and Concepts in Current
- Research. Dordrecht: Kluwer.
- pp. 49-74
- Kabeer, N., 1994, Reversed Realities. Gender Hierarchies in Development Thought, London: Verso.
- Leach, M., Mearns, R & Scoones, I., 1999, ‘Environmental Entitlements: Dynamics and Institutions in
- Community-based Natural Resource Management’, World Development, 27, 2, pp. 225-247.
- Long, N., 1997, ‘Agency and Constraint, Perceptions and Practices. A Theoretical Position’, in H.
- de Haan & N. Long, eds., Images and Realities of Rural Life,
- pp. 1-20, Assen: Van Gorcum.
- Long, N., 1984, Family and Work in Rural Societies, London: Tavistock Publications.
- Moser, C., 1998, ‘The Asset Vulnerability Framework: Reassessing Urban Poverty Reduction
- Strategies’, World Development, 26,1, pp. 1-19.
- Nooteboom. G., 2003, A Matter of Style: Social Security and Livelihood in Upland East Java, Amsterdam: Rozenberg.
- North, D., 1990, Institutions, Institutional Change and Economic Performance,
- Cambridge: Cambridge University Press.
- Olivier de Sardan, J.-P. and Bierschenk, T. 1994, ‘ECRIS: Enquête Collective Rapide
- d’Identification des conflits et des groupes stratégiqies’, Bulletin APAD, 7,pp. 35-43.
- Robertson, R., 1995, ‘Glocalisation: Time-space and Homogeneity-heterogeneity’, in M. Featherstone,
- S. Lash and R. Robertson, eds., Global Modernities, London, Sage, pp. 25-44.
- Rowlands, J., 1997, Questioning Empowerment. Working with Women in Honduras, Oxford: Oxfam
- Publications.
- Schmink, M., 1984, ‘Household Economic Strategies: Review and Research Agenda’,
- Latin American Research Review 19, 3, pp. 87-101.
- Scoones, I. and Wormer, W. 2002, Pathways of Change in Africa. Crops, Livestock and Livelihoods in
- Mali, Ethiopia and Zimbabwe, Oxford: James Currey.
- Scoones, I., 1998, ‘Sustainable Rural Livelihoods: A Framework for Analysis’, Working Paper
- Institute of Development Studies, Brighton: IDS.
- Scott, J., 1991, ‘Gender a Useful Category of Historical Analysis’, in R. Aruna, ed.,
- Women’s Studies International. Nairobi and Beyond, New York: Feminist Press.pp. 13-37.
- Sen, A., 1981, Poverty and Famines. An Essay on Entitlement and Deprivation, Oxford: Oxford University Press.
- Sen, A., 1985, Commodities and Capabilities, Amsterdam: Elsevier.
- Solesbury, W., 2003a, Sustainable Livelihoods: A Case Study of the Evolution of DFID Policy, London: ODI.
- Solesbury, W., 2003b, ‘The Sustainable Livelihoods Case Study’, Bridging Research and Policy
- Seminar, Transcript of presentation 9 October 2003, London: ODI. Villareal, M., 1994, Wielding and
- Yielding. Power, Subordination and Gender Identity in the Context of a Mexican Development Project, Wageningen: Wageningen University.
- Von Benda-Beckmann, F., von Benda-Beckmann, K. Casino, E. Hirtz, F. G. Woodman & Zacher, H. eds.,
- , Between Kinship and the State: Social Security and Law in Developing Countries, Dordrecht: Foris Publications.
- Wallmann, S., 1984, Eight London Households, London: Routledge.
References
Ahmad, E., J. Dreze & Hills, J., 1991, Social Security in Developing Countries, Oxford: Clarendon Press.
Amalric, F., 1998, The Sustainable Livelihoods Approach. General Report of the
Sustainable Livelihoods Project 1995-1997, Rome: SID.
Appendini, K., 2001, ‘Land and Livelihood: What Do We Know, and What Are the Issues?’, in A.
Zoomers, ed., Land and Sustainable Livelihood in Latin America, pp. 23-38, Amsterdam: Royal
Tropical Institute/Vervuert Verlag.
Arce, A. & Hebinck, P. 2002, ‘Life Styles and the Livelihood Framework: Problems and Possibilities
for Development Studies’, Unpublished paper, Wageningen: Department of Social Sciences, Rural
Development Sociology.
Arce, A., 2003, ‘Value Contestations in Development Interventions: Community Development and
Sustainable Livelihood Approaches’, Community Development Journal, 38, 3, pp. 199-212.
Bebbington, A., 1999, ‘Capitals and Capabilities: a Framework for Analysing Peasant Viability,
Rural Livelihoods and Poverty’, World Development 27, 12, pp. 2021-2044.
Blaikie, P., Cannon, T., Davis, I. and Wisner, B. 1994, At Risk. Natural Hazards, People’s
Vulnerability and Disasters, London: Routledge.
Bourdieu, P., 1980, The Logic of Practice, Cambridge: Polity Press.
Breusers, M., 2001, ‘Pathways to Negotiate Climate Variability. Land Use and Institutional Change
in the Kaya Region, Burkina Faso’, Research Report 63, Leiden: African Studies Centre.
Carney, D., ed., 1998, Sustainable Rural Livelihoods. What Contribution Can we Make?, Department of
International Development, Nottingham: Russell Press Ltd.
Chambers, R. & Conway, G.., 1992, ‘Sustainable Rural Livelihoods: Practical Concepts for the 21st
Century’, Discussion Paper 296, Brighton: IDS.
De Bruijn, M. & van Dijk, H. 2003, ‘Pathways and Habitus: a Framework for the Analysis of
Decision-making in High-risk Environments’, Unpublished paper, Leiden: African Studies Centre.
De Haan, L., 1993, La Region des Savanes au Togo. L’État, les paysans et l’integration regionale 1885-1985, Paris: Karthala.
De Haan, L., 2000, ‘Globalization, Localization and Sustainable Livelihood’,
Sociologia Ruralis 40, 3, pp. 339-365.
De Haas, H., 2001, ‘Migration, Development and Agricultural Change in the South- Moroccan Todgha
Valley’, The Arab World Geographer 4, 4, pp. 302-320.
De Ruijter, A., 1997, ‘The Era of Glocalisation’, in Van Naerssen, T, M. Rutten and
A. Zoomers, eds , The Diversity of Development. Essays in Honour of Jan Kleinpenning, Assen, Van Gorcum, pp. 381-388.
Devereux, S., 2001, ‘Livelihood Insecurity and Social Protection: a Re-emerging Issue in Rural
Development’, Development Policy Review 19, 4, pp. 507-519. Ellis, F., 1998, ‘Survey Article:
Household Strategies and Rural Livelihood
Diversification’, Journal of Development Studies, 35, 1, pp. 1-38.
Ellis, F., 2000, Rural Livelihoods and Diversity in Developing Countries, Oxford: Oxford University Press.
Farrington, J., D. Carney, C. Ashley & C. Turton, 1999, Sustainable Livelihoods in Practice. Early
Applications of Concepts in Rural Areas, London: ODI
Natural Resources Perspectives, 42.
Francis, E., 1992, ‘Qualitative Research: Collecting Life Histories’, in S. Devereux & J.
Hoddinott, Fieldwork in Developing Countries, London: Harvester Wheatsheaf, pp. 86-101.
Gore, C., 1994, ‘Social Exclusion and Africa South of the Sahara: A Review of the Literature’,
International Institute for Labour Studies. Labour Institutions and Development Programme DP 62, Geneva: ILO.
Granovetter, M., 1983, ‘The Strength of Weak Ties: A Network Theory Revisited’, in P. Marsden and
N. Lin, eds., Social Structure and Network Analysis, Beverly Hills: Sage, pp. 105-30.
Guyer, J. & Peters, P., 1987, ‘Introduction. Conceptualizing the Household: Issues of Theory and
Policy in Africa’, Development and Change Special Issue 18, 2, pp. 197-214.
Hoon, P., Singh, N. & Wanmali, S., 1997, ‘Sustainable Livelihoods: Concepts, Principles and
Approaches to Indicator Development’, Paper presented at the workshop Sustainable Livelihood
Indicators, Social Development and Poverty Eradication Division. New York: UNDP.
Humphries, J., 1982, ‘The Family and Economy: Notes towards a Relative Autonomy Approach’, Paper
presented at the conference on demographic research in Latin America, Linking Individual, Household
and Societal Variables. Ixtapan de la Sal: Social Sciences Research Council Mexico.
Johnston, R., 1993, Geography and Geographers. Anglo-American Human Geography since 1945, 4th
Edition, London: Edward Arnold.
Kaag, M., van Berkel, R., Brons, J., et al., 2004, ‘Ways Forward in Livelihood Research’. In: D.
Kalb, W. Pansters and H. Siebers, Globalization and Development. Themes and Concepts in Current
Research. Dordrecht: Kluwer.
pp. 49-74
Kabeer, N., 1994, Reversed Realities. Gender Hierarchies in Development Thought, London: Verso.
Leach, M., Mearns, R & Scoones, I., 1999, ‘Environmental Entitlements: Dynamics and Institutions in
Community-based Natural Resource Management’, World Development, 27, 2, pp. 225-247.
Long, N., 1997, ‘Agency and Constraint, Perceptions and Practices. A Theoretical Position’, in H.
de Haan & N. Long, eds., Images and Realities of Rural Life,
pp. 1-20, Assen: Van Gorcum.
Long, N., 1984, Family and Work in Rural Societies, London: Tavistock Publications.
Moser, C., 1998, ‘The Asset Vulnerability Framework: Reassessing Urban Poverty Reduction
Strategies’, World Development, 26,1, pp. 1-19.
Nooteboom. G., 2003, A Matter of Style: Social Security and Livelihood in Upland East Java, Amsterdam: Rozenberg.
North, D., 1990, Institutions, Institutional Change and Economic Performance,
Cambridge: Cambridge University Press.
Olivier de Sardan, J.-P. and Bierschenk, T. 1994, ‘ECRIS: Enquête Collective Rapide
d’Identification des conflits et des groupes stratégiqies’, Bulletin APAD, 7,pp. 35-43.
Robertson, R., 1995, ‘Glocalisation: Time-space and Homogeneity-heterogeneity’, in M. Featherstone,
S. Lash and R. Robertson, eds., Global Modernities, London, Sage, pp. 25-44.
Rowlands, J., 1997, Questioning Empowerment. Working with Women in Honduras, Oxford: Oxfam
Publications.
Schmink, M., 1984, ‘Household Economic Strategies: Review and Research Agenda’,
Latin American Research Review 19, 3, pp. 87-101.
Scoones, I. and Wormer, W. 2002, Pathways of Change in Africa. Crops, Livestock and Livelihoods in
Mali, Ethiopia and Zimbabwe, Oxford: James Currey.
Scoones, I., 1998, ‘Sustainable Rural Livelihoods: A Framework for Analysis’, Working Paper
Institute of Development Studies, Brighton: IDS.
Scott, J., 1991, ‘Gender a Useful Category of Historical Analysis’, in R. Aruna, ed.,
Women’s Studies International. Nairobi and Beyond, New York: Feminist Press.pp. 13-37.
Sen, A., 1981, Poverty and Famines. An Essay on Entitlement and Deprivation, Oxford: Oxford University Press.
Sen, A., 1985, Commodities and Capabilities, Amsterdam: Elsevier.
Solesbury, W., 2003a, Sustainable Livelihoods: A Case Study of the Evolution of DFID Policy, London: ODI.
Solesbury, W., 2003b, ‘The Sustainable Livelihoods Case Study’, Bridging Research and Policy
Seminar, Transcript of presentation 9 October 2003, London: ODI. Villareal, M., 1994, Wielding and
Yielding. Power, Subordination and Gender Identity in the Context of a Mexican Development Project, Wageningen: Wageningen University.
Von Benda-Beckmann, F., von Benda-Beckmann, K. Casino, E. Hirtz, F. G. Woodman & Zacher, H. eds.,
, Between Kinship and the State: Social Security and Law in Developing Countries, Dordrecht: Foris Publications.
Wallmann, S., 1984, Eight London Households, London: Routledge.